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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-22 |
Branch Locations
135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chick-Fil-A | Morris Plains | NJ | 01/2019 | 01/2020 |
| University Of Miami | Coral Gables | FL | 08/2021 | 05/2025 |
| Lpl Enterprise, Llc | Basking Ridge | NJ | 04/2026 | Present |
| Borough School | Morris Plains | NJ | 08/2014 | 06/2017 |
| Morristown High School | Morristown | NJ | 08/2017 | 06/2021 |
| Unemployed | Morris Plains | NJ | 05/2025 | 04/2026 |
1. 04/20/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Morris Plains, NJ - OBA Start Date: 04/13/2026 2. 04/20/2026 - DANIEL BOTERO TORRES, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Morris Plains, NJ - OBA Start Date: 04/13/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-19 |
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