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Brendan Anthony Wallace

Florida Financial Advisors, LLC

Charlotte, NC

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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-05
FL RA APPROVED 2026-04-24
NC RA APPROVED 2026-04-22
  • TX RA
    APPROVED
    Since 2026-05-05
  • FL RA
    APPROVED
    Since 2026-04-24
  • NC RA
    APPROVED
    Since 2026-04-22

Branch Locations

4235 S Stream Boulevard Suite 420, Charlotte, NC 28217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Charlotte NC 04/2026 Present
Incredible Supply And Logistics Virginia Beach VA 06/2023 08/2023
Hampden-Sydney College Hampden-Sydney VA 08/2021 05/2025
Frank W. Cox Highschool Virginia Beach VA 09/2017 06/2021
Unemployed Virginia Beach VA 04/2016 09/2017
N/A Virginia Beach VA 05/2025 04/2026
Trinity Wealth Securities, Llc Charlotte NC 08/2026 Present
  • 04/2026 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Charlotte, NC
  • 06/2023 → 08/2023
    Incredible Supply And Logistics
    Virginia Beach, VA
  • 08/2021 → 05/2025
    Hampden-Sydney College
    Hampden-Sydney, VA
  • 09/2017 → 06/2021
    Frank W. Cox Highschool
    Virginia Beach, VA
  • 04/2016 → 09/2017
    Unemployed
    Virginia Beach, VA
  • 05/2025 → 04/2026
    N/A
    Virginia Beach, VA
  • 08/2026 → Present
    Trinity Wealth Securities, Llc
    Charlotte, NC
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: RIA. Position: Financial Consultant. Start Date: 04/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance, LLC (DBA Tristate Financial Advisors). Investment-Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: Insurance. Position: Independent Contractor. 04/2026. 10 hours per month during trading hours (approx.). Insurance producer involved in consumer sales. Trinity Wealth Securities, LLC. Investment Related. 4235 S Stream Blvd, Suite 420, Charlotte NC 28217. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 08/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-08-17
S65 Uniform Investment Adviser Law Examination 2026-04-07
  • S63 Uniform Securities Agent State Law Examination
    2026-08-17
  • S65 Uniform Investment Adviser Law Examination
    2026-04-07
Other Names
  • Brendan Anthony Wallace
  • Brendan Wallace

View on SEC IAPD

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