Steven Callaghan

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2026-04-20
NY	RA	APPROVED	2026-04-20

KS RA
APPROVED

Since 2026-04-20
NY RA
APPROVED

Since 2026-04-20

Branch Locations

Long Beach, NY • United States

5700 W 112Th St Suite 200, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mariner	Overland Park	KS	01/2026	04/2026
Mariner	Overland Park	KS	04/2026	Present
New York City Police Department	New York	NY	01/2012	01/2026

01/2026 → 04/2026

Mariner

Overland Park, KS
04/2026 → Present

Mariner

Overland Park, KS
01/2012 → 01/2026

New York City Police Department

New York, NY

Other Businesses

Dincal, LLC; not investment related; Jackson, MS; owner; start date Nov 2018; 0 hours/month; rental real estate Nann Boys; not investment related; Yonkers, NY; investor/ part owner; start date April 2022; 0 hours/month; investor/owner in logistics company

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-04-14

S65 Uniform Investment Adviser Law Examination

2026-04-14

View on SEC IAPD