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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-07 |
Branch Locations
600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A | Houston | TX | 04/2026 | Present |
| J.P. Morgan Securities Llc | Houston | TX | 04/2026 | Present |
| Aqua Nivara Tech | Magnolia | TX | 06/2025 | 04/2026 |
| North Node Capital Management | San Juan | PR | 05/2024 | 04/2026 |
| Snieder Baranes Llc | New York | NY | 01/2025 | 12/2025 |
| Llive Bash | New York | NY | 04/2024 | 09/2024 |
| Live Bash | New York | NY | 08/2021 | 03/2024 |
| New York University | New York | NY | 09/2017 | 08/2021 |
| Galileo Investment Management | New York | NY | 06/2020 | 08/2020 |
| Unemployed | New York | NY | 06/2017 | 08/2017 |
| American School Foundation | Cdmx | 09/2013 | 05/2017 |
Entity Name: Personal Mineral & Royalty Interest — Masters Unit, Howard County, TX Investment related: No Address: 5950 Sherry Ln., Suite 400, Dallas, TX 75225 Nature of the other business: Oil & Gas Position/Title/Relationship: Owner/Partner Start Date: 05/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Passive ownership of an undivided mineral and royalty interest in the Masters Unit, acquired via Mineral & Royalty Deed effective 5/1/2025. No operational role, management duties, or committee service. Income is limited to bonuses, rents, and royalties on any oil/gas produced. No connection to JPMorgan Chase.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-07 |
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