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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-06-29
  • OR RA
    APPROVED
    Since 2024-06-29

Branch Locations

Gladstone, OR • United States

600 Portland Ave S, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers For W & R Insurance Agencies Gladstone OR 08/2008 02/2019
Waddell & Reed Inc Lake Oswego OR 08/2008 02/2019
Michael And Jammie Landis Gladstone OR 11/2012 03/2024
Principal Life Insurance Company Lake Oswego OR 02/2019 09/2023
Principal Securities Incorporated Lake Oswego OR 02/2019 09/2023
Thrivent Investment Management Inc Minneapolis MN 06/2024 Present
  • 08/2008 → 02/2019
    Various Insurance Carriers For W & R Insurance Agencies
    Gladstone, OR
  • 08/2008 → 02/2019
    Waddell & Reed Inc
    Lake Oswego, OR
  • 11/2012 → 03/2024
    Michael And Jammie Landis
    Gladstone, OR
  • 02/2019 → 09/2023
    Principal Life Insurance Company
    Lake Oswego, OR
  • 02/2019 → 09/2023
    Principal Securities Incorporated
    Lake Oswego, OR
  • 06/2024 → Present
    Minneapolis, MN
Previous Registrations
  • 2019-03-04 → 2023-09-29
    Lake Oswego, OR
    La Pine, OR
  • 2009-01-05 → 2019-02-21
    Waddell & Reed
    Lake Oswego, OR
    Lake Oswego, OR
    Seattle, WA
Other Businesses

GLADSTONE EDUCATION FOUNDATION POSITION: President NATURE: The mission of the Gladstone Education Foundation is ensuring the success of the children in our community through educational and organizational opportunity.The Foundation seeks to support activities, innovations, and improvements which enhance and enrich the educational services and programs for youth in the area served by the Gladstone School District. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/28/2025 ADDRESS: 17789 Webster Rd, Gladstone OR 97027, United States DESCRIPTION: Presides most board meetings Oversees board and executive committee meetings Serves as the main contact for fellow board members in case of difficulties or conflicts Develops meeting agendas Directs committees by appointing members and assigning chairs Ensures corporate goals and objectives are met

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-03
S63 Uniform Securities Agent State Law Examination 2005-08-08
  • S65 Uniform Investment Adviser Law Examination
    2009-01-03
  • S63 Uniform Securities Agent State Law Examination
    2005-08-08
Other Names
  • Michael Landis
  • Mike Landis
  • Michael Allen Landis

View on SEC IAPD

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