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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-07 |
| TX | RA | APPROVED | 2022-09-06 |
Branch Locations
4309 Hacienda Drive Ste 300, Pleasanton, CA 94588 • United States
50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States
301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States
Dublin, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cupertino | CA | 07/2015 | 09/2016 |
| Bank Of The West | San Jose | CA | 09/2016 | 03/2018 |
| Bancwest Investment Services | San Jose | CA | 09/2016 | 03/2018 |
| Charles Schwab & Co., Inc. | San Ramon | CA | 03/2018 | 07/2019 |
| Charles Schwab Bank | San Ramon | CA | 03/2018 | 07/2019 |
| Td Ameritrade, Inc. | San Francisco | CA | 07/2019 | 09/2021 |
| Charles Schwab & Co., Inc. | San Francisco | CA | 09/2021 | 09/2022 |
| Schwab Private Client Investment Advisory, Inc. | San Francisco | CA | 11/2021 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Palo Alto | CA | 09/2022 | Present |
GINKO VEND LLC, NOT INV RELATED, SAN RAMON, CA, 50% OWNERSHIP, START 1/2/2022, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, OPERATING AND SERVICING VENDING MACHINES. TRV RENTAL LLC; INV RELATED; DUBLIN, CA; 100% OWNERSHIP WITH SPOUSE; START DATE 10/8/2024; 10 HOURS PER MONTH; 0 DURING TRADING; LLC FOR AUTO RENTAL BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-18 |
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