Seth Michael Greenberg

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-06-30

Branch Locations

1033 Skokie Blvd, Northbrook, IL 60062 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Northbrook	IL	04/2026	Present
Learfield	Dallas	TX	09/2019	04/2026
Allstate Insurance	Northbrook	IL	06/2018	08/2018
Kansas City Chiefs	Kansas City	IL	08/2018	01/2019
Syracuse University	Syracuse	NY	08/2015	05/2019
Unemployed	Chicago	IL	05/2019	09/2019

04/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL
09/2019 → 04/2026

Learfield

Dallas, TX
06/2018 → 08/2018

Allstate Insurance

Northbrook, IL
08/2018 → 01/2019

Kansas City Chiefs

Kansas City, IL
08/2015 → 05/2019

Syracuse University

Syracuse, NY
05/2019 → 09/2019

Unemployed

Chicago, IL

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2026-04-25
S65	Uniform Investment Adviser Law Examination	2026-02-14