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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-04-09
  • OH RA
    APPROVED
    Since 2026-04-09

Branch Locations

4510 Collins Blvd, Suite 1, Ashtabula, OH 44004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcdonald's Ashtabula OH 06/2006 12/2017
Aldi Painsville OH 01/2018 05/2018
Mcdonald's Ashtabula OH 05/2018 Present
Callaway's Financial Ashtabula OH 04/2026 Present
Lpl Financial Ashtabula OH 04/2026 Present
  • 06/2006 → 12/2017
    Mcdonald's
    Ashtabula, OH
  • 01/2018 → 05/2018
    Aldi
    Painsville, OH
  • 05/2018 → Present
    Mcdonald's
    Ashtabula, OH
  • 04/2026 → Present
    Callaway's Financial
    Ashtabula, OH
  • 04/2026 → Present
    Lpl Financial
    Ashtabula, OH
Other Businesses

1. 04/2026 - Callaways Financial - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 04/08/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-17
S63 Uniform Securities Agent State Law Examination 2025-09-05
  • S65 Uniform Investment Adviser Law Examination
    2026-02-17
  • S63 Uniform Securities Agent State Law Examination
    2025-09-05

View on SEC IAPD

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