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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-03-19
TX RA APPROVED 2021-03-19
  • CO RA
    APPROVED
    Since 2021-03-19
  • TX RA
    APPROVED
    Since 2021-03-19

Branch Locations

Lakewood, CO • United States

5619 Dtc Pkwy Suite 800, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Denver CO 09/2005 03/2021
Raymond James Financial Services, Inc Greenwood Village CO 03/2021 Present
Raymond James Financial Services Advisors Greenwood Village CO 03/2021 Present
Crux Wealth Advisors Greenwood Village CO 03/2021 07/2024
  • 09/2005 → 03/2021
    Ameriprise Financial Services, Inc.
    Denver, CO
  • 03/2021 → Present
    Raymond James Financial Services, Inc
    Greenwood Village, CO
  • 03/2021 → Present
    Raymond James Financial Services Advisors
    Greenwood Village, CO
  • 03/2021 → 07/2024
    Crux Wealth Advisors
    Greenwood Village, CO
Previous Registrations
Other Businesses

(1)Name of Business: Address: 5619 Dtc Pkwy Ste 800, Greenwood Village, CO, 80111-3139, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/05/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: life ins. sale (2)Name of Business: BGA Insurance Brokers Address: 5619 Dtc Pkwy Ste 825, Greenwood Village, CO, 80111, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/06/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I will be selling insurance policies through BGA Insurance Agency. (3)Name of Business: Elevation Wealth Partners Group, LLC Address: 5251 DTC Parkway, Ste. 1150, Greenwood Village, CO, 80111-3139, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/19/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board member (4)Name of Business: Rubicon Crossings, LTD. Address: 5251 DTC Parkway, Ste. 1150, Greenwood Village, CO, 80111-3139, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/29/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: My revenue and expenses for my financial planning practice is passed through this entity. (5)Name of Business: Vibrant Wealth Management Address: 5251 DTC Parkway, Ste. 1150, Greenwood Village, CO, 80111-3139, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/29/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Company pays payroll for financial planning company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-12
  • S66 Uniform Combined State Law Examination
    2005-09-12

View on SEC IAPD

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