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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-29 |
| NH | RA | APPROVED | 2018-12-21 |
Branch Locations
155 Lafayette Rd Ste 1, North Hampton, NH 03862 • United States
St Augustine, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The O.N. Equity Sales Company | Cincinnati | OH | 01/2014 | 12/2018 |
| Ohio National Financial Services | Cincinnati | OH | 10/2013 | 12/2018 |
| Lpl Financial, Llc | North Hampton | NH | 12/2018 | Present |
1. 12/21/2018 - SEACOAST FINANCIAL NETWORK/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 100%/ NORTH HAMPTON, NH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-09 |
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