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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-13
NJ RA APPROVED 2026-07-07
  • TX RA
    APPROVED
    Since 2026-07-13
  • NJ RA
    APPROVED
    Since 2026-07-07

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 03/2026 Present
Amazon Budd Lake NJ 07/2024 01/2025
Wells Fargo Woodcliff Lake NJ 04/2023 10/2023
Miti Miti South Orange NJ 06/2021 09/2021
Monroe Woodbury High School Central Valley NY 04/2016 05/2019
Seton Hall University South Orange NJ 08/2019 01/2024
Western Governors University Salt Lake City UT 01/2025 01/2026
Uemployed New York NY 02/2024 06/2024
  • 03/2026 → Present
    Pennington, NJ
  • 07/2024 → 01/2025
    Amazon
    Budd Lake, NJ
  • 04/2023 → 10/2023
    Wells Fargo
    Woodcliff Lake, NJ
  • 06/2021 → 09/2021
    Miti Miti
    South Orange, NJ
  • 04/2016 → 05/2019
    Monroe Woodbury High School
    Central Valley, NY
  • 08/2019 → 01/2024
    Seton Hall University
    South Orange, NJ
  • 01/2025 → 01/2026
    Western Governors University
    Salt Lake City, UT
  • 02/2024 → 06/2024
    Uemployed
    New York, NY
Other Businesses

I*4511313 Entity Type: Entity For Profit Name of OBA: All in One Renovations LLC Address: Harriman, New York, 10926 Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/01/2025 Number of Hours: 2, Weekly Number of Hours during trading: 0, Weekly Duties: Subcontracting for home renovations Find work for home contractors

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-03
  • S66 Uniform Combined State Law Examination
    2026-07-03
Other Names
  • Mark Hany Azouz
  • Mark Azouz Eskander
  • Mark Eskander

View on SEC IAPD

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