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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-07
NJ RA APPROVED 2026-07-02
  • TX RA
    APPROVED
    Since 2026-07-07
  • NJ RA
    APPROVED
    Since 2026-07-02

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 03/2026 Present
Manalapan High School Manalapan NJ 01/2016 06/2020
Unemployed Manalapan NJ 06/2020 03/2021
Standard Financing / Now Known As Fidelity Funding Staten Island NY 03/2021 02/2022
Clean And Clear Power Washing Marlboro NJ 02/2022 06/2022
Unemployed Manalapan NJ 06/2022 09/2022
Rugs International Bradley Beach NJ 09/2022 01/2023
Brookdale Community College Lincroft NJ 01/2023 05/2025
Rutgers University Camden NJ 09/2025 Present
Prime Time Pools Keyport NJ 06/2023 Present
Ups Cranbury NJ 11/2025 01/2026
The Lns Group Manalapan NJ 01/2026 03/2026
  • 03/2026 → Present
    Pennington, NJ
  • 01/2016 → 06/2020
    Manalapan High School
    Manalapan, NJ
  • 06/2020 → 03/2021
    Unemployed
    Manalapan, NJ
  • 03/2021 → 02/2022
    Standard Financing / Now Known As Fidelity Funding
    Staten Island, NY
  • 02/2022 → 06/2022
    Clean And Clear Power Washing
    Marlboro, NJ
  • 06/2022 → 09/2022
    Unemployed
    Manalapan, NJ
  • 09/2022 → 01/2023
    Rugs International
    Bradley Beach, NJ
  • 01/2023 → 05/2025
    Brookdale Community College
    Lincroft, NJ
  • 09/2025 → Present
    Rutgers University
    Camden, NJ
  • 06/2023 → Present
    Prime Time Pools
    Keyport, NJ
  • 11/2025 → 01/2026
    Ups
    Cranbury, NJ
  • 01/2026 → 03/2026
    The Lns Group
    Manalapan, NJ
Other Businesses

I*4461265 Entity Type: Entity For Profit Name of OBA: Prime Time Pools Address: Keyport, New Jersey Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/01/2023 Number of Hours: 5, Weekly Number of Hours during trading: 0, Weekly Duties: Small business I started in college. Swimming pool maintenance. Open and close swimming pools. Provide cleaning services. Scheduling/booking and customer satisfaction.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-01
  • S66 Uniform Combined State Law Examination
    2026-07-01

View on SEC IAPD

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