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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-04
NJ RA APPROVED 2026-05-05
  • TX RA
    APPROVED
    Since 2026-06-04
  • NJ RA
    APPROVED
    Since 2026-05-05

Branch Locations

78 Main St, Hackettstown, NJ 07840 • United States

194 Wood Ave S, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Flanders NJ 03/2026 Present
Fulton Bank Hackettstown NJ 11/2021 03/2026
Xactus (Formally Cis, Universalcis) Hackettstown NJ 03/2015 11/2021
Bank Of America, N.A. Flanders NJ 05/2026 Present
  • 03/2026 → Present
    Flanders, NJ
  • 11/2021 → 03/2026
    Fulton Bank
    Hackettstown, NJ
  • 03/2015 → 11/2021
    Xactus (Formally Cis, Universalcis)
    Hackettstown, NJ
  • 05/2026 → Present
    Bank Of America, N.A.
    Flanders, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-29
S63 Uniform Securities Agent State Law Examination 2025-08-12
  • S65 Uniform Investment Adviser Law Examination
    2025-10-29
  • S63 Uniform Securities Agent State Law Examination
    2025-08-12

View on SEC IAPD

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