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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-29 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
800 N Shoreline Blvd, Corpus Christi, TX 78401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Corpus Christi | TX | 03/2026 | Present |
| Bank Of America | Los Angeles | CA | 07/2022 | 03/2026 |
| Zara | Los Angeles | CA | 07/2021 | 07/2022 |
| Del Mar College | Corpus Christi | TX | 08/2014 | 05/2022 |
| Art Museum Of South Texas | Corpus Christi | TX | 08/2016 | 07/2020 |
| Amt Auction Marketing | Corpus Christi | TX | 08/2017 | 07/2020 |
| Office Depot | Corpus Christi | TX | 07/2016 | 10/2018 |
| Christus Spohn Hospital | Corpus Christi | TX | 03/2015 | 03/2017 |
| Texas A M University | Corpus Christi | TX | 01/2025 | Present |
| Bank Of America, N.A. | Corpus Christi | TX | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-27 |
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