Christopher Vincent Pozzuto

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-11
NJ	RA	APPROVED	2026-06-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	03/2026	Present
Ebay	Rumson	NJ	06/2024	06/2025
Bankers Life	Toms River	NJ	06/2025	01/2026
Fairfield University	Fairfield	CT	09/2023	05/2025
Beach Tavern	Monmouth Beach	NJ	09/2020	08/2022
Fair Haven Recreation	Fair Haven	NJ	06/2019	08/2020
Bedford Middle School	Westport	CT	09/2015	06/2017
Rumson-Fair Haven Regional High School	Rumson	NJ	07/2017	06/2021
Fairfield University	Fairfield	CT	09/2021	05/2025

03/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
06/2024 → 06/2025

Ebay

Rumson, NJ
06/2025 → 01/2026

Bankers Life

Toms River, NJ
09/2023 → 05/2025

Fairfield University

Fairfield, CT
09/2020 → 08/2022

Beach Tavern

Monmouth Beach, NJ
06/2019 → 08/2020

Fair Haven Recreation

Fair Haven, NJ
09/2015 → 06/2017

Bedford Middle School

Westport, CT
07/2017 → 06/2021

Rumson-Fair Haven Regional High School

Rumson, NJ
09/2021 → 05/2025

Fairfield University

Fairfield, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-06-05