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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-16 |
| NV | RA | APPROVED | 2026-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Carson City | NE | 05/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carson City | NV | 03/2026 | Present |
| Aloha Capital | Boulder | CO | 06/2025 | 08/2025 |
| Danone | Broomfield | CO | 10/2023 | 03/2024 |
| David & Lucile Packard Foundation | Boulder | CO | 05/2022 | 07/2022 |
| Verdi Views | Boulder | CO | 08/2025 | 01/2026 |
| Unemployed | Louisville | CO | 01/2026 | 03/2026 |
| Travel & Unemployed | Boulder | CO | 03/2024 | 06/2025 |
| Leeds School Of Business | Boulder | CO | 08/2021 | 06/2023 |
| Unemployed | Boulder | CO | 06/2023 | 10/2023 |
| Lahontan Golf Club | Truckee | CA | 04/2021 | 06/2021 |
| Total Wine | Reno | NV | 12/2020 | 01/2021 |
| Unemployed | Verdi | NV | 01/2020 | 04/2021 |
| Unemployed | Los Angeles And Reno | NV | 07/2019 | 12/2020 |
| University Of California, Agriculture & Natural Resources | Davis | CA | 08/2018 | 07/2019 |
| Unemployed | Reno | NV | 06/2018 | 08/2018 |
| Tulane University | New Orleans | LA | 07/2016 | 06/2018 |
| Recreational Equipment, Inc.(Rei) | Boulder | CO | 09/2023 | 10/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-05 |
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