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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-05-16
  • WA RA
    APPROVED
    Since 2026-05-16

Branch Locations

13010 Ne 20Th St Ste 100, Bellevue, WA 98005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group Insurance Agency Bellevue WA 05/2024 Present
Transamerica Financial Advisors, Llc Bellevue WA 03/2026 Present
Boeing Everett WA 06/2024 01/2025
Sine Draco Avaiation Technology Bellevue WA 05/2025 Present
Unemployed Bothell WA 01/2025 05/2025
Sine Draco Aviation Technology Bellevue WA 04/2017 11/2023
Unemployed Bothell WA 11/2023 06/2024
Electroimpact Mukilteo WA 09/2014 03/2017
Chinese Institute Of Engineers (Seattle Chapter) Bothell WA 01/2021 Present
  • 05/2024 → Present
    World Financial Group Insurance Agency
    Bellevue, WA
  • 03/2026 → Present
    Bellevue, WA
  • 06/2024 → 01/2025
    Boeing
    Everett, WA
  • 05/2025 → Present
    Sine Draco Avaiation Technology
    Bellevue, WA
  • 01/2025 → 05/2025
    Unemployed
    Bothell, WA
  • 04/2017 → 11/2023
    Sine Draco Aviation Technology
    Bellevue, WA
  • 11/2023 → 06/2024
    Unemployed
    Bothell, WA
  • 09/2014 → 03/2017
    Electroimpact
    Mukilteo, WA
  • 01/2021 → Present
    Chinese Institute Of Engineers (Seattle Chapter)
    Bothell, WA
Other Businesses

Name: Sine Draco Avaiation Technology / Investment Related - No / Date: 05:2025 / Hrs (Month): 10 / Hrs (Day): 1 / Activity: Managing the project cost, budget, plan Name: Chinese Institute of Engineers (Seattle Chapter) / Investment Related - No / Date: 01:2021 / Hrs (Month): 4 / Hrs (Day): 0 / Activity: Responsible on the organization's scholarship program to promote STEM to the next generation. Sales of insurance and non-insurance products, part-time or full-time for companies affiliated with Transamerica Financial Advisors, LLC. World Financial Group Co-Brand (Non-Owner) is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency an insurance agency affiliate of Transamerica Financial Advisors, LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-16
  • S66 Uniform Combined State Law Examination
    2026-05-16

View on SEC IAPD

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