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Nicholas Edward Cole

Focus Partners Wealth, LLC

Boston, MA

St. Louis, MO

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-04-02
  • MA RA
    APPROVED
    Since 2026-04-02

Branch Locations

201 Washington Street 11Th Floor, Boston, MA 02108 • United States

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Focus Partners Wealth, Llc Saint Louis MO 03/2026 Present
Audax Group Boston MA 11/2022 03/2026
Rsm Us Llp Boston MA 01/2021 11/2022
Unemployed Boston MA 05/2020 12/2020
Student Boston MA 08/2015 05/2020
  • 03/2026 → Present
    Saint Louis, MO
  • 11/2022 → 03/2026
    Audax Group
    Boston, MA
  • 01/2021 → 11/2022
    Rsm Us Llp
    Boston, MA
  • 05/2020 → 12/2020
    Unemployed
    Boston, MA
  • 08/2015 → 05/2020
    Student
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-31
  • S65 Uniform Investment Adviser Law Examination
    2026-01-31

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