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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-19 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Pearland | TX | 03/2026 | Present |
| Wells Fargo Bank, Na | Pearland | TX | 09/2024 | Present |
| Comerica | Houston | TX | 02/2024 | 09/2024 |
| Tdecu | Texas City | TX | 11/2023 | 01/2024 |
| Bank Of America | Houston | TX | 06/2019 | 11/2023 |
| Home Depot | Alvin | TX | 04/2014 | 06/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2026-05-26 |
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