Michael Henry

Current Employers

Employment History

• 07/2015 → 11/2020
  Premier Financial Alliance
  Vienna, CA
• 11/2020 → Present
  M&M Wealth Associates
  Fountain Valley, CA
• 03/2026 → Present
  Simplicity Wealth
  Summit, NJ
• 03/2026 → Present
  Wealth Advisory Now
  Fountain Valley, CA
• 11/2020 → Present
  First Financial Security Inc
  Johns Creek, GA

Other Businesses

First Financial Security Inc; investment related; 11/20/2020; 11695 Johns Creek Pkwy #400, Johns Creek, GA 30097; Life and Annuity Producer; the number of hours you devote to the other business during securities trading hours 100 during trading hours; Provide life and annuity products for suitable individuals, families, and businesses. M&M Wealth Associates; investment related; 11/20/2020; Managing Director; 290; 0 S Harbor Blvd Suite 225, Santa Ana, CA 92704; the number of hours you devote to the other business during securities trading hours 20 during trading hours; We route our 1099 income through M&M Wealth Associates, which then handles payroll and tax payments to us for greater efficiency. Wealth Advisory Now; investment related; Partner; 2900 S. Harbor Blvd, Ste 225, Santa Ana, CA 92704; Partner; 03/24/2026; approximate number of hours/month you devote to the other business 80 during trading hours; Provide investment advisory and insurance sales services, including financial planning, portfolio reviews, and retirement analysis, while supporting client onboarding, ongoing service, and business development in compliance with fiduciary standards. Michael Henry; investment related; owner; 2900 S. Harbor Blvd, Ste 225, Santa Ana, CA 92704; registered insurance agent/ investment advisor representative; 03/24/2026approximate number of hours/month you devote to the other business 80 during trading hours; Provide investment advisory and insurance sales services, including financial planning, portfolio reviews, and retirement analysis, while supporting client onboarding, ongoing service, and business development in compliance with fiduciary standards.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-01-23