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Current Employers
Capital Financial Advisory Group, Llc

1500 Town Side Drive Suite 201, Apex, NC 27502 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-03-25
  • NC RA
    APPROVED
    Since 2026-03-25

Branch Locations

1500 Town Side Drive Suite 201, Apex, NC 27502 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Financial And Insurance, Llc Apex NC 08/2024 Present
Zunzibar Savannah GA 08/2022 08/2024
Duckworth'S Charlotte NC 03/2018 08/2022
In College Charlotte NC 08/2013 03/2018
  • 08/2024 → Present
    Capital Financial And Insurance, Llc
    Apex, NC
  • 08/2022 → 08/2024
    Zunzibar
    Savannah, GA
  • 03/2018 → 08/2022
    Duckworth'S
    Charlotte, NC
  • 08/2013 → 03/2018
    In College
    Charlotte, NC
Other Businesses

Capital Financial & Insurance, LLC - Insurance sales agent. 1500 Town Side Drive, Suite 201 Apex, NC 27502, start date 08/2024. Insurance and annuity sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-06
  • S65 Uniform Investment Adviser Law Examination
    2026-03-06

View on SEC IAPD

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