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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-17
VA RA APPROVED 2026-04-17
  • CA RA
    APPROVED
    Since 2026-04-17
  • VA RA
    APPROVED
    Since 2026-04-17

Branch Locations

691 S Milpitas Blvd, Milpitas, CA 95035 • United States

Mclean, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Llc Milpitas CA 03/2026 Present
World Financial Group Insurance Agency Cedar Rapids IA 03/2026 Present
Hdbank Hochiminh 07/2020 07/2025
Ttc Land Hochiminh 03/2019 06/2020
Hoa Lam And Dong Duong Corporation Hochiminh 10/2017 02/2019
Vietbank Hochiminh 06/2016 10/2017
Unemployed Mclean VA 08/2025 02/2026
  • 03/2026 → Present
    Milpitas, CA
  • 03/2026 → Present
    World Financial Group Insurance Agency
    Cedar Rapids, IA
  • 07/2020 → 07/2025
    Hdbank
    Hochiminh
  • 03/2019 → 06/2020
    Ttc Land
    Hochiminh
  • 10/2017 → 02/2019
    Hoa Lam And Dong Duong Corporation
    Hochiminh
  • 06/2016 → 10/2017
    Vietbank
    Hochiminh
  • 08/2025 → 02/2026
    Unemployed
    Mclean, VA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time for companies affiliated with Transamerica Financial Advisors, LLC. World Financial Group Co-Brand (Non-Owner) is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency an insurance agency affiliate of Transamerica Financial Advisors, LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-30
  • S66 Uniform Combined State Law Examination
    2025-12-30
Other Names
  • Tommy Nguyen

View on SEC IAPD

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