Charles Maxwell Kown

Employer firm

Fnbb Capital Markets, LLC CRD 132091

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Fnbb Capital Markets, Llc

600 University Park Place Suite 380, Birmingham, AL 35209 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2017-09-13
TN	RA	APPROVED	2017-08-09
AL	RA	APPROVED	2017-08-03

MS RA
APPROVED

Since 2017-09-13
TN RA
APPROVED

Since 2017-08-09
AL RA
APPROVED

Since 2017-08-03

Branch Locations

600 University Park Place Suite 380, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First National Bankers Bank	Birmingham	AL	02/2005	Present
Fnbb Capital Markets, Llc	Birmingham	AL	02/2005	Present

02/2005 → Present

First National Bankers Bank

Birmingham, AL
02/2005 → Present

Fnbb Capital Markets, Llc

Birmingham, AL

Other Businesses

1. Charles Kown LLC; Non Investment-Related; Birmingham, AL; Educational Services; Owner; 7/2017; 26 hrs/mo; <6 hrs/mo during securities trading hours; Duties includes public speaking, leadership training, coaching and basic business functions of LLC. 2. First National Bankers Bank; Investment-Related, Birmingham, AL; Bank; Senior Vice President of Business Development; 01/2005; 120 hrs/mo; 120 hrs/mo during trading hours; Duties are senior vice president of business development activities.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-27
S63	Uniform Securities Agent State Law Examination	2005-09-29

S66 Uniform Combined State Law Examination

2017-04-27
S63 Uniform Securities Agent State Law Examination

2005-09-29

View on SEC IAPD