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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26

Branch Locations

100 Wilshire Blvd, Santa Monica, CA 90401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Monica CA 03/2026 Present
Abbvie Mettawa IL 07/2021 03/2026
University Of Southern California Los Angeles CA 08/2017 05/2021
Palm Desert High School Palm Desert CA 08/2014 05/2017
Bank Of America, N.A. Santa Monica CA 04/2026 Present
  • 03/2026 → Present
    Santa Monica, CA
  • 07/2021 → 03/2026
    Abbvie
    Mettawa, IL
  • 08/2017 → 05/2021
    University Of Southern California
    Los Angeles, CA
  • 08/2014 → 05/2017
    Palm Desert High School
    Palm Desert, CA
  • 04/2026 → Present
    Bank Of America, N.A.
    Santa Monica, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-26
  • S66 Uniform Combined State Law Examination
    2026-06-26

View on SEC IAPD

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