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Riley Hagan

Compass Financial Management LLC

Sarasota, FL

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Current Employers
Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-26
  • FL RA
    APPROVED
    Since 2026-03-26

Branch Locations

9911 Porta Leona Ln., Sarasota, FL 33472 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clientswood Ltd London 01/2025 03/2026
Wolfgang Puck Fine Dining Wailea HI 02/2022 01/2026
Plotaverse Wailea HI 08/2021 02/2022
Lake George Beach Club Lake George NY 06/2019 08/2021
Unemployed Bozeman MT 08/2018 06/2019
The Ridge Terrace Lake George NY 06/2017 08/2018
Student Sarasota FL 01/2015 06/2017
Compass Financial Management Llc Sarasota FL 03/2026 Present
  • 01/2025 → 03/2026
    Clientswood Ltd
    London
  • 02/2022 → 01/2026
    Wolfgang Puck Fine Dining
    Wailea, HI
  • 08/2021 → 02/2022
    Plotaverse
    Wailea, HI
  • 06/2019 → 08/2021
    Lake George Beach Club
    Lake George, NY
  • 08/2018 → 06/2019
    Unemployed
    Bozeman, MT
  • 06/2017 → 08/2018
    The Ridge Terrace
    Lake George, NY
  • 01/2015 → 06/2017
    Student
    Sarasota, FL
  • 03/2026 → Present
    Compass Financial Management Llc
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-15
  • S65 Uniform Investment Adviser Law Examination
    2025-12-15

View on SEC IAPD

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Other Offices

CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
EDWARD JONES · Lakewood Ranch, FL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL
OSAIC WEALTH, INC. · SARASOTA, FL
ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL
BASE WEALTH MANAGEMENT · LAKEWOOD RANCH, FL
EDWARD JONES · LAKEWOOD RANCH, FL

More in Sarasota, FL

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