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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-05-14
TX RA APPROVED 2020-05-14
  • IA RA
    APPROVED
    Since 2020-05-14
  • TX RA
    APPROVED
    Since 2020-05-14

Branch Locations

3267 Ww Ave., Wellman, IA 52356 • United States

925 Marthas Way, Hiawatha, IA 52233 • United States

4140 Grand Ave., Des Moines, IA 50312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Hiawatha IA 09/2014 05/2020
Cambridge Investment Research, Inc. Fairfield IA 05/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2020 Present
Previous Registrations
  • 2011-03-16 → 2020-05-21
    Cedar Rapids, IA
    Des Moines, IA
    Cedar Rapids, IA
    Wellman, IA
    Cedar Rapids, IA
    Hiawatha, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 05/14/20 2) HAWKEYE FINANCIAL GROUP, 925 MARTHAS WAY, HIAWATHA, IA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/08/05, NIR, OWNER, 5/WK- 5/TRADING 3) RYAN FINANCIAL INC, 925 MARTHAS WAY, HIAWATHA, IA, FINANCIAL PLANNING, 06/01/14, INV REL/OWNER, 2/WK- 2/TRADING 4) JA 1, LLC, 925 MARTHAS WAY, HIAWATHA, IA, RENTAL REAL ESTATE, 01/01/09, NIR, OWNER, 5/MO- 0/TRADING 5) JA 2, LLC, 925 MARTHAS WAY, HIAWATHA, IA, RENTAL REAL ESTATE, 01/01/09, NIR, OWNER, 5/MO- 0/TRADING 6) AMY'S FARM, LLC, 3267 WW AVE, WELLMAN, IA, FARMING, 12/31/14, NIR, BOOKKEEPER, 2/YR, 0/TRADING 7) SUTTON RYAN, LLC, 925 MARTHAS WAY, HIAWATHA, IA, RENTAL REAL ESTATE, OWNER, 05/01/16, NIR, 1/MO- 0/TRADING 8) HAWKEYE FINANCIAL GROUP, 925 MARTHAS WAY, HIAWATHA, IA, DBA, 08/01/05, INV REL- OWNER, 30/WK- 30/TRADING 9) IOWA DREAMWORKS FUNDS, LLC, 3820 CEDAR DRIVE NE, NORTH LIBERTY, IA, INVESTING IN AN LLC/MEMBER/SILENT INVESTOR, 0 HR/MO- 0/TRADING HR. 10) RYAN FINANCIAL 2 LLC, 925 MARATHAS WAY, HIAWATHA, IA., OWNER/PARTNER OF BUSINESS ENTITY. NIR, 09/20/2021, 5/HR MO, 0/HR MO TRADING 11) HAWKEYE FINANCIAL BUSINESS STRATEGIES / 925, Marthas Way, Hiawatha IA 52233 / 02/21/2022 / NIR / TAXES AND CONSULTING / 10HR/MO - 10HR/MO TRADING 12) VISION NETWORK, 4140 Grand Ave, Des Moines IA 50312, United States, 09/20/2021, Owner, Owner NATURE: Owner/Partner of a Business Entity, NIR, 5 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-07
S63 Uniform Securities Agent State Law Examination 2005-08-05
  • S65 Uniform Investment Adviser Law Examination
    2011-03-07
  • S63 Uniform Securities Agent State Law Examination
    2005-08-05
Designations

View on SEC IAPD

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