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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-17
FL RA APPROVED 2023-04-24
  • TX RA
    APPROVED
    Since 2026-03-17
  • FL RA
    APPROVED
    Since 2023-04-24

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

320 1St Street North, Unit 703, Jacksonville Beach, FL 32250 • United States

Jacksonville Beach, FL • United States

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-16
TX RA APPROVED_RES 2024-08-05
  • FL RA
    APPROVED
    Since 2024-08-16
  • TX RA
    APPROVED_RES
    Since 2024-08-05

Branch Locations

320 1St Street North, Unit 703, Jacksonville Beach, FL 32250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 07/2003 04/2022
Acorns Irvine CA 04/2022 03/2023
Rockefeller Financial Llc Jacksonville Beach FL 04/2023 Present
Rockefeller Capital Management Jacksonville Beach FL 08/2024 Present
Previous Registrations
Other Businesses

NAME OF OUTSIDE BUSINESS ORGANIZATION: MARY KAY INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: ADDISON, TEXAS 75001 NATURE OF BUSINESS: Retail/Cosmetics POSITION/TITLE: Sales Representative START DATE OF RELATIONSHIP: 07/01/2013 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I have been a sales person for Mary Kay since 2013 in order to place my own purchases at the discounted rate. I also do a small amount of cosmetics orders for my friends and family, but I do not make any money on this business despite that Mary Kay is a for-profit business. NAME OF OUTSIDE BUSINESS ORGANIZATION: JAG SALONS, INC. D/B/A GREAT CLIPS INVESTMENT RELATED: N ADDRESS OF BUSINESS: FLEMING ISLAND, FLORIDA 32003 NATURE OF BUSINESS: Retail/Hair Salon POSITION, TITLE, ASSOCIATION: Minority Owner, owns 1% of the LLC START DATE OF RELATIONSHIP: 10/1/2014 NUMBER OF HOURS DEVOTED/MONTH: <1 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: The entity is a corporation formed by my parents who are Great Clips franchisees. My responsibility will be in the event that my parents die or become incapacitated, my sibling and I as board members can take over running the family-owned franchises.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-13
  • S66 Uniform Combined State Law Examination
    2005-10-13
Other Names
  • Kristin Marie Grimaldi

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