Best Investors
Account
Sign in
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-17 |
| FL | RA | APPROVED | 2023-04-24 |
Branch Locations
3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States
320 1St Street North, Unit 703, Jacksonville Beach, FL 32250 • United States
Jacksonville Beach, FL • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-16 |
| TX | RA | APPROVED_RES | 2024-08-05 |
Branch Locations
320 1St Street North, Unit 703, Jacksonville Beach, FL 32250 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 07/2003 | 04/2022 |
| Acorns | Irvine | CA | 04/2022 | 03/2023 |
| Rockefeller Financial Llc | Jacksonville Beach | FL | 04/2023 | Present |
| Rockefeller Capital Management | Jacksonville Beach | FL | 08/2024 | Present |
NAME OF OUTSIDE BUSINESS ORGANIZATION: MARY KAY INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: ADDISON, TEXAS 75001 NATURE OF BUSINESS: Retail/Cosmetics POSITION/TITLE: Sales Representative START DATE OF RELATIONSHIP: 07/01/2013 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I have been a sales person for Mary Kay since 2013 in order to place my own purchases at the discounted rate. I also do a small amount of cosmetics orders for my friends and family, but I do not make any money on this business despite that Mary Kay is a for-profit business. NAME OF OUTSIDE BUSINESS ORGANIZATION: JAG SALONS, INC. D/B/A GREAT CLIPS INVESTMENT RELATED: N ADDRESS OF BUSINESS: FLEMING ISLAND, FLORIDA 32003 NATURE OF BUSINESS: Retail/Hair Salon POSITION, TITLE, ASSOCIATION: Minority Owner, owns 1% of the LLC START DATE OF RELATIONSHIP: 10/1/2014 NUMBER OF HOURS DEVOTED/MONTH: <1 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: The entity is a corporation formed by my parents who are Great Clips franchisees. My responsibility will be in the event that my parents die or become incapacitated, my sibling and I as board members can take over running the family-owned franchises.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-13 |
Reach out to this advisor