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Benjamin Lee Robertson

Wells Fargo Clearing Services, LLC

Wilmington, NC

Wilmington, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-09
  • NC RA
    APPROVED
    Since 2026-07-09

Branch Locations

8211 Market St Unit Jj, Wilmington, NC 28411 • United States

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Wilmington NC 03/2026 Present
Wells Fargo Bank, Na Wilmington NC 05/2024 Present
Pnc Bank Kitty Hawk NC 10/2023 05/2024
Harley Davidson Harbinger NC 04/2023 02/2024
Dyer Marine Moorseville NC 02/2022 04/2023
Harris Teeter Cornelius NC 01/2021 02/2022
Red Robin Charlotte NC 04/2012 01/2021
  • 03/2026 → Present
    Wells Fargo Clearing Services, Llc
    Wilmington, NC
  • 05/2024 → Present
    Wells Fargo Bank, Na
    Wilmington, NC
  • 10/2023 → 05/2024
    Pnc Bank
    Kitty Hawk, NC
  • 04/2023 → 02/2024
    Harley Davidson
    Harbinger, NC
  • 02/2022 → 04/2023
    Dyer Marine
    Moorseville, NC
  • 01/2021 → 02/2022
    Harris Teeter
    Cornelius, NC
  • 04/2012 → 01/2021
    Red Robin
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-09
S63 Uniform Securities Agent State Law Examination 2026-05-15
  • S65 Uniform Investment Adviser Law Examination
    2026-07-09
  • S63 Uniform Securities Agent State Law Examination
    2026-05-15
Other Names
  • Ben Lee Robertson
  • Benjamin Robertson

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
MORGAN STANLEY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

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Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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