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Katie Schichtel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT

Buffalo, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-24
  • NY RA
    APPROVED
    Since 2026-06-24

Branch Locations

301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States

10 Fountain Plz, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 07/2014 Present
Springville Country Club Inc. Springville NY 03/2013 11/2016
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-24
  • S66 Uniform Combined State Law Examination
    2026-06-24
Other Names
  • Katie A Roe
  • Katie A Nati
  • Katie Roe
  • Katie Angela Schichtel

View on SEC IAPD

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