Nicholas Nicaj

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 08/2019
  Whippoorwill Country Club
  Armonk, NY
• 09/2017 → 05/2021
  Fordham Preparatory School
  Bronx, NY
• 07/2022 → 08/2023
  Jersey Mikes Subs
  Hartsdale, NY
• 09/2021 → 05/2022
  Fairfield University
  Fairfield, CT
• 08/2022 → 05/2025
  University Of South Carolina
  Columbia, SC
• 06/2024 → 08/2024
  Nfp, An Aon Company
  New York City, NY
• 03/2026 → Present
  Kestra Advisory Services
  New York City, NY
• 05/2021 → 09/2021
  Unemployed
  Valhalla, NY
• 05/2025 → 02/2026
  Unemployed
  Valhalla, NY
• 01/2016 → 09/2017
  Unemployed
  Valhalla, NY

Other Businesses

NAME: Kestra Advisory Services POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/03/2026 ADDRESS: 5707 Southwest Parkway Building 2, Suite 400 Austin, Texas 78735 DESCRIPTION: IAR NAME: NFP POSITION: Coordinator NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 02/09/2026 ADDRESS: 200 Park Avenue Suite 3202 New York, New York 10166 DESCRIPTION: Supporting 401k plan sponsors on plan design, investment options, compliance, employee education, and feed bench marking.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-06-09