Best Investors Account Sign in
Inactive

Samantha Dalby

Spearhead Advisors, LLC

Newport Beach, CA

CRD 8238260

Claim This Profile
Employer firm

Spearhead Advisors, LLC CRD 316684

$35.8M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Spearhead Advisors, Llc

23 Corporate Plaza, Ste 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-23
  • CA RA
    APPROVED
    Since 2026-03-23

Branch Locations

23 Corporate Plaza, Ste 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Essential Trust Financial Newport Beach CA 08/2022 Present
Spearhead Investments Newport Beach CA 03/2026 Present
Coto Insurance Irvine CA 09/2019 08/2022
Davinci Financial Irvine CA 08/2015 09/2019
  • 08/2022 → Present
    Essential Trust Financial
    Newport Beach, CA
  • 03/2026 → Present
    Spearhead Investments
    Newport Beach, CA
  • 09/2019 → 08/2022
    Coto Insurance
    Irvine, CA
  • 08/2015 → 09/2019
    Davinci Financial
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-07
  • S65 Uniform Investment Adviser Law Examination
    2026-03-07

View on SEC IAPD

More in Newport Beach, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor