Melvin Leon Roberts

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2017-03-25

PA RA
APPROVED

Since 2017-03-25

Branch Locations

Woodland, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Dubois	PA	10/1998	03/2017
Mml Investors Services, Llc	Woodland	PA	03/2017	Present
Massmutual Life Insurance Co	Woodland	PA	03/2017	Present

10/1998 → 03/2017

Metlife Securities Inc.

Dubois, PA
03/2017 → Present

Mml Investors Services, Llc

Woodland, PA
03/2017 → Present

Massmutual Life Insurance Co

Woodland, PA

Previous Registrations

2007-10-03 → 2017-03-25

Msi Financial Services, Inc.

Dubois, PA

Woodland, PA

Dubois, PA

Other Businesses

NAME:MELVIN L ROBERTS, INV REL:Y ADDR:463 LAKE ST PO BOX 57 WOODLAND PA 16881 NATURE:PROPERTY/CASUALTY, POSITION:PARTNER AGREEMENT START:3/1/2017 NO HR/MO:1 NO HR/MO DUR TRADING:1

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-10-28

S63 Uniform Securities Agent State Law Examination

1998-10-28

Designations

Chartered Financial Consultant

View on SEC IAPD