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Ergen Banja

Asset Preservation Advisors, LLC

Atlanta, GA

New York, NY

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Current Employers
Asset Preservation Advisors, Llc

3344 Peachtree Road, Ne Suite 2050, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-15
  • NY RA
    APPROVED
    Since 2026-05-15

Branch Locations

3344 Peachtree Road, Ne Suite 2050, Atlanta, GA 30326 • United States

400 Madison Ave Suite 9D, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Preservation Advisors Atlanta GA 09/2025 Present
Smith Affiliated Capital Corp. New York NY 01/2024 09/2025
Full Time Student Secaucus NJ 03/2016 01/2024
  • 09/2025 → Present
    Asset Preservation Advisors
    Atlanta, GA
  • 01/2024 → 09/2025
    Smith Affiliated Capital Corp.
    New York, NY
  • 03/2016 → 01/2024
    Full Time Student
    Secaucus, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-15
  • S65 Uniform Investment Adviser Law Examination
    2026-05-15

View on SEC IAPD

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