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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-11 |
| IA | RA | APPROVED | 2026-04-27 |
Branch Locations
222 N Main St, Burlington, IA 52601 • United States
1317 Charleston Ave, Mattoon, IL 61938 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Burlington | IA | 03/2026 | Present |
| Two Rivers Bank & Trust | Burlington | IA | 02/2026 | 03/2026 |
| Self Employed | Morning Sun | IA | 12/2015 | 07/2018 |
| K Lanz Farm Corp. | Wapello | IA | 10/2007 | 03/2026 |
| Raymond James Financial Services Advisors, Inc | Burlington | IA | 04/2026 | Present |
(1)Name of Business: Address: 15498 Highway 78, Morning Sun, IA, 52640, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/02/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect rent (2)Name of Business: Address: 15498 Highway 78, Morning Sun, IA, 52640, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/07/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: No documentation - simple sole proprietor business (3)Name of Business: First Mid Bank & Trust Address: 222 N Main St, Burlington, IA, 52601-5214, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: No Start Date: 03/19/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: FA duties (4)Name of Business: First Mid Wealth Management Address: 222 N Main St, Burlington, IA, 52601, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/19/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (5)Name of Business: K Lanz Farm Corp Address: 12456 County Rd H22, Wapello, IA, 52653, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 10/01/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part time seasonal farm employee. Help with harvest and tillage. (6)Name of Business: M.H. Farms, Inc Address: 15498 Highway 78, Morning Sun, IA, 52640, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: Yes Start Date: 12/29/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (7)Name of Business: Mini Golden Puppies LLC Address: 15498 Highway 78, Morning Sun, IA, 52640, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/02/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Dog Breeding and sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-24 |
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