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Shay Gillen

Ameriprise Financial Services, LLC

Archbald, PA

New York, NY

CRD 8235714

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-08
PA RA APPROVED 2026-07-01
  • NY RA
    APPROVED
    Since 2026-07-08
  • PA RA
    APPROVED
    Since 2026-07-01

Branch Locations

Archbald, PA • United States

777 Third Avenue 20Th Floor, New York, NY 10017-1401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc New York NY 03/2026 Present
Soccer Shots Cleveland TN 01/2026 Present
Lee Univeristy Cleveland TN 01/2026 Present
Shay Gillen Soccer Training Archbald PA 05/2022 08/2025
Student Archbald PA 08/2008 06/2022
College Student Cleveland TN 05/2022 Present
  • 03/2026 → Present
    Ameriprise Financial Services, Llc
    New York, NY
  • 01/2026 → Present
    Soccer Shots
    Cleveland, TN
  • 01/2026 → Present
    Lee Univeristy
    Cleveland, TN
  • 05/2022 → 08/2025
    Shay Gillen Soccer Training
    Archbald, PA
  • 08/2008 → 06/2022
    Student
    Archbald, PA
  • 05/2022 → Present
    College Student
    Cleveland, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-15
  • S66 Uniform Combined State Law Examination
    2025-12-15
Other Names
  • Shay Gillen
  • Shay Andrew Gillen

View on SEC IAPD

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