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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-11 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
Van Nuys, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Homeboy Industries | Los Angeles | CA | 10/2025 | 01/2026 |
| Beauty Of Aztlan Llc | Los Angeles | CA | 02/2023 | 02/2026 |
| Slaters Professional Tree Care | Sebastopol | CA | 07/2022 | 07/2023 |
| Cool Training And Fitness | Santa Rosa | CA | 08/2023 | 01/2024 |
| Sonoma State University | Rohnert Park | CA | 05/2022 | 05/2025 |
| Sacramento State University | Sacramento | CA | 01/2020 | 07/2022 |
| Feather River Community College | Quincy | CA | 01/2016 | 01/2018 |
| Coastline Community College | Fountain Valley | CA | 01/2018 | 01/2020 |
| Lpl Enterprise Llc | Sherman Oaks | CA | 03/2026 | Present |
1. 03/09/2026 - Michael Lira N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Van Nuys, CA - INV REL - Start Date: 03/05/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 03/09/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Van Nuys, CA - INV REL - Start Date: 03/05/2026 - 160 Hrs/Mth - 160 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-31 |
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