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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2026-05-29 |
Branch Locations
6100 S Old Village Pl Ste 200 [Qu-Rbo], Sioux Falls, SD 57108 • United States
5300 W 41St St, Sioux Falls, SD 57106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 03/2026 | Present |
| Wells Fargo Bank, Na | Sioux Falls | SD | 07/2024 | Present |
| Olive Garden | Warner Robins | GA | 09/2023 | 07/2024 |
| Dakota Homestead | Sioux Falls | SD | 12/2022 | 07/2023 |
| South Dakota Democratic Party | Sioux Falls | SD | 05/2022 | 12/2022 |
| Land Title Guaranty | Sioux Falls | SD | 01/2020 | 05/2022 |
| Regency Property Management | Sioux Falls | SD | 06/2018 | 01/2020 |
| Hy Vee | Sioux Falls | SD | 05/2015 | 04/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2026-05-01 |
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