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Sean David Wickersham

Tlg Advisors, Inc.

Colts Neck, NJ

Summit, NJ

CRD 4994630

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Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2009-09-02
  • CO RA
    APPROVED
    Since 2009-09-02

Branch Locations

Colts Neck, NJ • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leaders Group, Inc. Summit NJ 06/2000 Present
Tlg Advisors Summit NJ 09/2009 Present
Lfi Advisory Littleton CO 03/2017 11/2021
  • 06/2000 → Present
    The Leaders Group, Inc.
    Summit, NJ
  • 09/2009 → Present
    Tlg Advisors
    Summit, NJ
  • 03/2017 → 11/2021
    Lfi Advisory
    Littleton, CO
Other Businesses

1) TLG ADVISORS, INC - 475 Springfield Avenue, Summit, NJ 07901 - SINCE 9/2009, INV REL, IAR BSN, DEVOTE 10 HRS/MO.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-28
  • S66 Uniform Combined State Law Examination
    2009-04-28

View on SEC IAPD

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