David Phillip Horn

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 03/2025
  Vice Capital Markets
  Novi, MI
• 04/2025 → 03/2026
  Unemployed
  Jackson, MI
• 03/2026 → Present
  Lpl Enterprise Llc
  Ann Arbor, MI

Other Businesses

1. 03/19/2026 - DAVID HORN N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - Jackson MI - OBA start date: 03/19/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 03/19/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related - Jackson MI - OBA start date: 03/19/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 03/19/2026 - Handshake AI Solutions, Inc. - Outside/W-2 Employment - Not Investment related - San Francisco CA - OBA start date: 02/02/2026 - 80 Hrs/Mth - 00 Hrs During Trading 4. 03/19/2026 - Crane Hill Farm - Farm - Not Investment related - Jackson MI - OBA start date: 01/10/2011 - 20 Hrs/Mth - 00 Hrs During Trading

Exams

• S66 Uniform Combined State Law Examination
  2026-04-23