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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-06-12
  • PA RA
    APPROVED
    Since 2026-06-12

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mishock Physical Therapy Gilbertsville PA 08/2014 Present
Lpl Enterprise Llc Warrington PA 04/2026 Present
  • 08/2014 → Present
    Mishock Physical Therapy
    Gilbertsville, PA
  • 04/2026 → Present
    Warrington, PA
Other Businesses

1. 04/01/2026 - Mishock Physical Therapy - Outside/W-2 Employment - Not INV REL - Gilbertsville, PA - OBA Start date: 08/25/2014 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 04/01/2026 - JOHN NIEMEYER, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Pottstown, PA - OBA Start date: 02/17/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 04/01/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Pottstown PA - OBA Start date: 02/17/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-12
  • S66 Uniform Combined State Law Examination
    2026-06-12

View on SEC IAPD

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