Steven E Romanowski

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-09-29
MD	RA	APPROVED	2023-03-29
MI	RA	APPROVED	2023-03-29
WI	RA	APPROVED	2023-03-29
VA	RA	APPROVED	2022-09-15
NC	RA	APPROVED	2021-11-18
AZ	RA	APPROVED	2021-08-20
NY	RA	APPROVED	2021-05-18
CT	RA	APPROVED	2021-01-05
CO	RA	APPROVED	2020-09-25
MA	RA	APPROVED	2019-12-05
OH	RA	APPROVED	2017-01-19
PA	RA	APPROVED	2016-10-18
TX	RA	APPROVED_RES	2014-08-26
IA	RA	APPROVED	2014-02-07
IN	RA	APPROVED	2013-04-24

MN RA
APPROVED

Since 2023-09-29
MD RA
APPROVED

Since 2023-03-29
MI RA
APPROVED

Since 2023-03-29
WI RA
APPROVED

Since 2023-03-29
VA RA
APPROVED

Since 2022-09-15
NC RA
APPROVED

Since 2021-11-18
AZ RA
APPROVED

Since 2021-08-20
NY RA
APPROVED

Since 2021-05-18
CT RA
APPROVED

Since 2021-01-05
CO RA
APPROVED

Since 2020-09-25
MA RA
APPROVED

Since 2019-12-05
OH RA
APPROVED

Since 2017-01-19
PA RA
APPROVED

Since 2016-10-18
TX RA
APPROVED_RES

Since 2014-08-26
IA RA
APPROVED

Since 2014-02-07
IN RA
APPROVED

Since 2013-04-24

Branch Locations

29800 Telegraph Road, Southfield, MI 48034 • United States

Ann Arbor, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Co Of America	Bingham Farms	MI	05/2011	03/2019
Park Avenue Securities Llc	Bingham Farms	MI	05/2011	03/2019
Guardian Life Insurance	Southfield	MI	04/2019	Present
Park Avenue Securities	Southfield	MI	04/2019	Present
Guardian Life Insurance Company	Ann Arbor	MI	06/2024	Present
Park Avenue Securities	Ann Arbor	MI	06/2024	Present

05/2011 → 03/2019

Guardian Life Insurance Co Of America

Bingham Farms, MI
05/2011 → 03/2019

Park Avenue Securities Llc

Bingham Farms, MI
04/2019 → Present

Guardian Life Insurance

Southfield, MI
04/2019 → Present

Park Avenue Securities

Southfield, MI
06/2024 → Present

Guardian Life Insurance Company

Ann Arbor, MI
06/2024 → Present

Park Avenue Securities

Ann Arbor, MI

Other Businesses

1. Life and Disability Insurance Brokerage-This is the brokerage of disability and term life insurance, Start: 08/24/2016, Address: 2625 W Peterson Ave Chicago, IL 60659, 1 bus hr per month, Investment related, 2. MassMutual Insurance Brokerage-Brokerage of disability and life insurance through MassMutual, Start: 04/26/2018, Address: 3000 Town Center Drive, Suite 3100,Southfield, MI 48075., 1 bus hr per month, Investment related, 3) Power of attorney for my spouse Erin Fedak Romanowski, Start: 02/09/2018, Address: 3072 Overridge Dr., Ann Arbor, MI 48104, 0 total hours per month, Not Investment related, No annual compensation,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-01-27
S63	Uniform Securities Agent State Law Examination	2005-09-28

S65 Uniform Investment Adviser Law Examination

2010-01-27
S63 Uniform Securities Agent State Law Examination

2005-09-28

Other Names

Steven Edward Romanowski

View on SEC IAPD