Stacy A Spier

Thrivent Investment Management Inc.

Minneapolis, MN

CRD 8234142

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-07-13
OK	RA	APPROVED	2026-07-09
TX	RA	APPROVED	2026-07-06

DC RA
APPROVED

Since 2026-07-13
OK RA
APPROVED

Since 2026-07-09
TX RA
APPROVED

Since 2026-07-06

Branch Locations

Katy, TX • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thrivent Investment Management Inc	Minneapolis	MN	03/2026	Present
Thrivent Financial	Appleton	WI	03/2026	Present
Ebm Medical	Chesterfield	MO	02/2024	10/2025
Alfasigma Usa	Houston	TX	11/2003	12/2023
Unemployed/ Laid Off	Houston	TX	11/2025	02/2026
Unemployed	Houston	TX	12/2023	01/2024

03/2026 → Present

Thrivent Investment Management Inc

Minneapolis, MN
03/2026 → Present

Thrivent Financial

Appleton, WI
02/2024 → 10/2025

Ebm Medical

Chesterfield, MO
11/2003 → 12/2023

Alfasigma Usa

Houston, TX
11/2025 → 02/2026

Unemployed/ Laid Off

Houston, TX
12/2023 → 01/2024

Unemployed

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-02

S66 Uniform Combined State Law Examination

2026-07-02

View on SEC IAPD

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