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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2026 | Present |
| Investax Financial Planning | Cypress | CA | 03/2026 | Present |
| Whitley Bay Homeowners Association | Long Beach | CA | 02/2026 | Present |
| Emilio Garcia | Long Beach | CA | 09/2020 | Present |
| Microsoft | Los Angeles | CA | 09/2024 | 08/2025 |
| Visa | Foster City | CA | 06/2024 | 09/2024 |
| Los Angeles | CA | 01/2024 | 06/2024 | |
| San Francisco | CA | 04/2020 | 01/2024 | |
| San Francisco | CA | 08/2017 | 03/2020 | |
| Mountain View | CA | 06/2015 | 08/2017 | |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2026 | Present |
1) INVESTAX FINANCIAL PLANNING; SAME AS REGISTERED LOCATION; INVESTMENT RELATED; DBA FOR INVESTMENTS/WEALTH MANAGEMENT; REGISTERED ADMIN; SINCE 3/2026; 160 HRS/MO 2) WHITLEY BAY HOMEOWNERS ASSOCIATION; LONG BEACH, CA; HOMEOWNERS ASSOCIATION; MEMBER-AT-LARGE; 2/2026; 8 HRS/MO 3) EMILIO GARCIA; LONG BEACH, CA; PERSONAL RENTAL PROPERTY; OWNER; 9/2020; 16 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-15 |
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