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Current Employers
Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-10
NC RA APPROVED 2026-03-10
  • CO RA
    APPROVED
    Since 2026-03-10
  • NC RA
    APPROVED
    Since 2026-03-10

Branch Locations

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heritage Financial Retirement & Insurance Services Tampa FL 11/2024 01/2026
Independent Insurance Agent Denver CO 10/2022 10/2024
Unemployed Denver CO 07/2022 09/2022
American Financing Aurora CO 11/2016 06/2022
Resmac, Inc Denver CO 07/2016 11/2016
Alight Financial Solutions Llc Denver CO 03/2026 Present
Unemployed Denver CO 01/2026 03/2026
  • 11/2024 → 01/2026
    Heritage Financial Retirement & Insurance Services
    Tampa, FL
  • 10/2022 → 10/2024
    Independent Insurance Agent
    Denver, CO
  • 07/2022 → 09/2022
    Unemployed
    Denver, CO
  • 11/2016 → 06/2022
    American Financing
    Aurora, CO
  • 07/2016 → 11/2016
    Resmac, Inc
    Denver, CO
  • 03/2026 → Present
    Alight Financial Solutions Llc
    Denver, CO
  • 01/2026 → 03/2026
    Unemployed
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-04
  • S65 Uniform Investment Adviser Law Examination
    2024-06-04

View on SEC IAPD

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