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9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-10 |
| NC | RA | APPROVED | 2026-03-10 |
Branch Locations
9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Heritage Financial Retirement & Insurance Services | Tampa | FL | 11/2024 | 01/2026 |
| Independent Insurance Agent | Denver | CO | 10/2022 | 10/2024 |
| Unemployed | Denver | CO | 07/2022 | 09/2022 |
| American Financing | Aurora | CO | 11/2016 | 06/2022 |
| Resmac, Inc | Denver | CO | 07/2016 | 11/2016 |
| Alight Financial Solutions Llc | Denver | CO | 03/2026 | Present |
| Unemployed | Denver | CO | 01/2026 | 03/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-04 |
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