Anthony James Anzalone

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-06-29

NY RA
APPROVED

Since 2026-06-29

Branch Locations

400 Linden Oaks, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Rochester	NY	02/2026	Present
Ruby Car Wash	Henrietta	NY	06/2022	06/2025
Rush Henrietta Highschool	Henrietta	NY	09/2018	06/2022
Roth Middle School	Henrietta	NY	09/2014	06/2018
New York State Air National Guard	Syracuse	NY	12/2024	Present
Unemployed	Henrietta	NY	07/2018	08/2018

02/2026 → Present

Ubs Financial Services Inc.

Rochester, NY
06/2022 → 06/2025

Ruby Car Wash

Henrietta, NY
09/2018 → 06/2022

Rush Henrietta Highschool

Henrietta , NY
09/2014 → 06/2018

Roth Middle School

Henrietta, NY
12/2024 → Present

New York State Air National Guard

Syracuse, NY
07/2018 → 08/2018

Unemployed

Henrietta, NY

Other Businesses

New York State Air National Guard Non investment related 6001 E Molloy Rd Syracuse NY 13211 Military Security Forces Airman First Class Airman First Class 12-10-2024 24 hours per month 0 hours during securities trading. Military Law enforcement/base defense

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-18

S66 Uniform Combined State Law Examination

2025-06-18

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

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