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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Birmingham | AL | 07/2016 | 10/2018 |
| Pnc Investments Llc | Birmingham | AL | 10/2018 | 11/2021 |
| Cetera Investment Services Llc | Saint Cloud | MN | 12/2021 | 05/2023 |
| Cetra Investment Advisers Llc | Birmingham | AL | 12/2021 | 05/2023 |
| Regions Bank | Birmingham | AL | 12/2021 | 05/2023 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 05/2023 | 06/2025 |
| South State Bank | Birmingham | AL | 06/2025 | Present |
| Lpl Financial Llc | Birmingham | AL | 06/2025 | Present |
1- 06/2025 / Investment products and services are offered through LPL Financial LLC using the DBA/trade name South State Investment Services / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-26 |
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