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Cooper Carrier

Compass Financial Management LLC

Knoxville, TN

CRD 8231849

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Employer firm

Compass Financial Management LLC CRD 156345

$894M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-03-02
  • TN RA
    APPROVED
    Since 2026-03-02

Branch Locations

116 Lynwood Drive, Knoxville, TN 37918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Haffs High School Knoxville TN 03/2016 08/2021
Roane State Community College Oak Ridge TN 08/2021 09/2023
Carrier Cpa + Fis Knoxville TN 09/2023 Present
  • 03/2016 → 08/2021
    Haffs High School
    Knoxville, TN
  • 08/2021 → 09/2023
    Roane State Community College
    Oak Ridge, TN
  • 09/2023 → Present
    Carrier Cpa + Fis
    Knoxville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-07
  • S65 Uniform Investment Adviser Law Examination
    2025-03-07

View on SEC IAPD

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Nearby Investors

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JAMES COFFEY
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STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN

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