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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-05-12 |
Branch Locations
4703 Boardwalk Dr Bldg B Ste 1, Fort Collins, CO 80525 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Decibullz, Llc | 4103 South Mason Street | CO | 01/2018 | 12/2025 |
| Otter Products, Llc | Fort Collins | CO | 11/2010 | 11/2017 |
| Unemployed | Timnath | CO | 01/2026 | 03/2026 |
| Lpl Financial Llc | Fort Collins | CO | 03/2026 | Present |
1. 03/2026 - Retirement & Estate Advisors Inc - DBA for LPL Business (entity for LPL business) - Inv Related - 173 Hour(s)/Month - 173 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 04/03/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-11 |
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