Roy Guia

Current Employers

Mariner Independent

5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED_RES	2026-07-14

CA RA
APPROVED_RES

Since 2026-07-14

Branch Locations

20100 S. Western Ave. Ste. R108, Torrance, CA 90501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mariner Wealth Advisors-Ic	Overland Park	KS	01/2026	06/2026
Westside Cpas Llp	Santa Monica	CA	06/2024	Present
Roy Guia Accountancy Corporation	Torrance	CA	05/2024	Present
Armanino	Los Angeles	CA	07/2023	05/2024
Marcum Llp	Los Angeles	CA	09/2021	06/2023
Capata Cpa	Laguna Niguel	CA	01/2021	08/2021
Armanino	Los Angeles	CA	05/2019	12/2020
Rustanius & Norton	Torrance	CA	05/2018	05/2019
Windes Inc	Long Beach	CA	01/2017	05/2018
Raimondo Pettit Group	Torrance	CA	12/2007	09/2016
Lucas Horsfall	Pasadena	CA	09/2016	12/2016
Mariner Platform Solutions	Overland Park	KS	06/2026	Present

01/2026 → 06/2026

Mariner Wealth Advisors-Ic

Overland Park, KS
06/2024 → Present

Westside Cpas Llp

Santa Monica, CA
05/2024 → Present

Roy Guia Accountancy Corporation

Torrance, CA
07/2023 → 05/2024

Armanino

Los Angeles, CA
09/2021 → 06/2023

Marcum Llp

Los Angeles, CA
01/2021 → 08/2021

Capata Cpa

Laguna Niguel, CA
05/2019 → 12/2020

Armanino

Los Angeles, CA
05/2018 → 05/2019

Rustanius & Norton

Torrance, CA
01/2017 → 05/2018

Windes Inc

Long Beach, CA
12/2007 → 09/2016

Raimondo Pettit Group

Torrance, CA
09/2016 → 12/2016

Lucas Horsfall

Pasadena, CA
06/2026 → Present

Mariner Platform Solutions

Overland Park, KS

Previous Registrations

2026-03-17 → 2026-07-10

Mariner Wealth

Torrance, CA

Overland Park, KS

Other Businesses

Roy Guia Accountancy, PC - President and sole shareholder. This is an accounting firm in Torrance, CA. Not investment related. I spend about 80 hours a month. Westside CPAs LLP - 25% Partner. This is an accounting firm in Santa Monica, CA. Not investment related. I spend about 80 hours a month.