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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-09 |
Branch Locations
55 E Main St, Franklin, NC 28734 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Franklin | NC | 03/2026 | Present |
| Wells Fargo Bank, Na | Franklin | NC | 02/2026 | Present |
| Wells Fargo Bank | Charlotte | NC | 09/2022 | 02/2026 |
| Unemployed | Indian Land | SC | 05/2022 | 09/2022 |
| Fairway Mortgage | Charlotte | NC | 08/2020 | 05/2022 |
| Rinehart Realty | Rock Hill | SC | 05/2020 | 08/2020 |
| Buffalo Wild Wings | Clarksville | TN | 10/2018 | 05/2020 |
| Arbys | Springfield | TN | 03/2017 | 10/2018 |
| Chartwells | Clarksville | TN | 08/2013 | 03/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2026-05-15 |
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